Law judge registration revocations from january 1st, 2010 to sept. All form types annual filings quarterly filings current reports proxy filings registration statements section 16 filings other company. Jul 07, 2014 in my previous job, i used file financial reports for many us companies. Slb schlumberger limitednv sec form 4 insider trading. Private market to serve brokerdealer pricing and best execution needs in securities that are restricted from public quoting or trading. Sec, with a added to the form type to set it apart from the original, which remains in the system. Feb 14, 2020 enbridge inc enb sec filing 10k annual report for the fiscal year ending tuesday, december 31, 2019. It gives instant access to realtime financial data and enables regulators worldwide to implement and enforce financial reporting and disclosure standards.
Section 1a discusses risks the company faces, and item 3 will disclose significant legal proceedings. Monitor sec form 4 insider trading filings for insider buying and selling. Oct 03, 2006 the commission gave filers the option of accompanying their required filings with unofficial copies in portable document format pdf. Its userfriendly tools help you share, save or analyze information. Complete list of sec suspended stocks and sec admin. Please click search sec edgar filings to access our main page. Sec transactions last 2 years no sec transactions available for plsb. Sec gives delinquent filers a wake up call otc market research. As far is know, sec requires the companies to file the reports in xbrl format and hence you may not find the filings in pdf format.
Pdf documents are accepted but considered unofficial submissions. The sec filings page contains more than 17 million documents, going back to 1960. Morgan industrials conference 2019 annual report 2019 investor day 2017 data book 10k feb 2019. Preliminary information statement confidential, for. Stock quote and company snapshot for pulse beverage corporation plsb, including profile, stock chart, recent news and events, analyst opinions, and research reports. Since the sec began its recent run of suspension notices against delinquent filers there has been an uptick in the number of form 15 filings done by delinquent filers.
Initial filing by director officer or owner of more than ten percent. The commission gave filers the option of accompanying their required filings with unofficial copies in portable document format pdf. The 10k requires a description of the companys business, including its main products and services, what subsidiaries it owns, and what markets it operates in. Rule 10b5, enacted in 1934 by the securities and exchange commission sec, is a rule targeting securities fraud.
In my previous job, i used file financial reports for many us companies. Enbridge inc enb sec filing 10k annual report for the fiscal year ending tuesday, december 31, 2019. On april 24, 2000, the commission issued release no. Fulltext keywords searching against all the sec filings since 1994over 8 million distinct filings. For further information about this securities law and sec registration statement forms, please contact brenda hamilton, securities attorney at 101 plaza real s, suite 202 n, boca raton florida, 561 4168956, by email at email protected or visit.
The federal securities laws allow the sec to suspend trading in any stock for up to ten trading days when the sec determines that a trading suspension is required in the public interest and for the protection of investors. Plsb pulse, makers of pulser brand of functional beverages and cabanatm 100% natural lemonade, today announced its 1st quarter results for 20 and issued a corporate update. Click the sec filings tab, which will take you to our sec filings search page. Where to go online to get sec filings, stock quotes and. Fees in matters other than decedents estate and fiduciary accountings. Get sec filings for prudential financial inc pru, including annual report 10k and quarterly report 10q. Edgar correspondence filings are not posted on the sec website until weeks after the fact.
Aug 25, 2019 since the sec began its recent run of suspension notices against delinquent filers there has been an uptick in the number of form 15 filings done by delinquent filers. Our collection includes a variety of sources in paper, electronic, and microfiche formats. Call 8006693900 to speak to a td ameritrade representative. Introduction to the sec and company filings overview. Apr 23, 2020 stock quote and company snapshot for pulse beverage corporation plsb, including profile, stock chart, recent news and events, analyst opinions, and research reports. A filing with the securities and exchange commission sec that must be filed by a registrant wanting to make changes to a previously submitted preliminary information statement.
Edgar filings edgar is a source for disclosure management services, financial data and solutions for both corporate and investment professionals. If more than one amendment is submitted, as with iporelated filings, all amendments bear the same designation, like this. The sec requires certain information be disclosed to investors in their filings. Jan 27, 2020 rule 10b5, enacted in 1934 by the securities and exchange commission sec, is a rule targeting securities fraud. Their study compares sec paper filings with sec electronic filings to test 9 stice 1991 conducts this study at a time when sec filings were not as readily available e. It gives instant access to realtime financial data and enables regulators worldwide to implement and. In the past 9 years 9 months there have been 3,542 sec suspensions where all stocks were sent to the grey market after the 10 market days sec suspension expired. The sec will monitor this treatment to assure that the procedures outlined function in a manner consistent with the objectives of sea rules 17a and 15c33. Preliminary information statement confidential, for use of the commission only as permitted by rule 14c 5d. Pages in category sec filings the following 26 pages are in this category, out of 26 total. Two related rules rule10b51 and rule10b52were issued in 2000 in order to.
Dac will provide a web based platform to allow jefferson county. Long and short trading ideas using insider transaction data. Documents may currently be submitted to the sec via the edgar system in html, ascii, pdf or xbrl format. All pdf documents must be submitted alongside their html or ascii counterpart. Sec filing to indicate an insider transaction by an officer, director, or 10% owner this is the initial filing by an officer, director or 10% owner to provide public notice that they are now a company insider typically, but not exclusively, seen after a company ipos when insiders make their first transactions. Dec 04, 2018 the sec requires certain information be disclosed to investors in their filings. Quarterly report which provides a continuing view of a companys financial position. Plpl sec filing 10k annual report for the fiscal year ending tuesday, june 30, 2015 home sec filings plandai biotechnology, inc. Select the filing type and date range you wish to view from the drop down menus below. Plsb owns all trademarks, rights, formulations, etc. Screenshots of actual 10k and 10q sec filings in pdf.
Trading suspensions this page lists recent sec trading suspensions. Initial sales are driven by plsbs cabana 100% natural lemonade product, which should. I want to be able to read sec filings and from those, get a good sense of a public companys financials. Prudential financial incpru annual report 10k quarterly.
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